Archive for the ‘Wynn’ Category

Articles

Episode #44

In Clemens,Dodd-Frank,Injunctions,Matt Ellis,Miller & Chevalier,Wells Notice,Whistleblower,Wynn on July 6, 2012 by Howard@OpenAir Tagged: , , , , , , , , , ,

Show notes:

1:04: Latin America survey, with guests!  Matt Ellis and James Tillen
36:49: Do the Dodd-Frank and Sarbanes Oxley whistleblower protection provisions apply outside the US? Judge Atlas (fellow Tufts University graduate…Go Jumbos!) says no.
48:48: The Attorney General is found in contempt of Congress. Starting with the DOJ’s chain of command for FCPA cases. (@56:59 conflicts, anyone?)
59:48: Roger Clemens was acquitted. Tom goes off on a rant against naps.
1:02:53: SEC’s “obey the law” injunctions are too vague for the 11th Circuit.
1:08:44: Do you have to disclose a Wells Notice? Answer: it depends.
1:14:24: Is a $135 million gift ever appropriate?

Articles

Episode #32

In Africa Sting Case,Alcoa,News Corp.,Noble,TSKJ,TWIFCPAVideocast,Wynn on March 5, 2012 by Howard@OpenAir Tagged: , , , , , , , , , , , ,

New recording software. Oh My G-d. How much easier is this?

1:24: Tom gets published! Go to Amazon and look at his book. (lasts 30 seconds)

2:05: Tom moderates at panel at the    upcoming Global Compliance Symposium. Take a look here and see what’s what. (3 minutes)

5:05: News Corp. (17 minutes)

–Around 12:57, Howard takes a surprising position
–Around 17:44, what should regulators do when a company self-reports a violation, but a
really minor one?

22:22: Noble execs get sued (13 minutes)

–Is there going to be a trial? @26:05
–Around the 30-minute mark, I take another surprising stance on the SEC’s capabilities,
Tom says I’m wrong about something, I concede; and I take a very unsympathetic view to
a prosecution (yes, that’s possible)

35:45: TSKJ sentencings (7 1/2 minutes)

–Stanley @ 35:45
–Tesler @38:35
–@43:46, the impossible happens: Howard says “I’m wrong.”

44:08: Africa Sting case ends (11 minutes)

55:15: Wynn Resorts boots a board member (6 1/2 minutes)

1:01:40: Alba suing Alcoa (1 1/2 minutes)

1:03:15: Alstom subsidiaries get debarred. (3 minutes)